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Cetera Asks Court to Dismiss Fee-Disclosure Fraud Claims

December 30, 2019 By Kevin J Palmer

    “In a case that turns on the adequacy of conflict-of-interest disclosures, the SEC inexplicably excludes many relevant disclosures,” Cetera Advisors and Cetera Advisor Networks wrote in a partial motion to dismiss claims the SEC filed in U.S. District Court for the District of Colorado in August. “In particular, the SEC completely ignores fulsome […]

Filed Under: Contravention Tagged With: Kevin Palmer, Kevin Palmer Phoenix, Kevin Palmer Scottsdale

Influenced by Stratigraphy during Archaeology

August 26, 2019 By Kevin J Palmer

Kevin J Palmer is an author and financial freedom activist, advocating economic equality. While developing behavioral finance strategies he termed wealth stratification as nomenclature to define levels of net worth, after being influenced by stratigraphy during archaeological digs.  

Filed Under: Contravention Tagged With: Kevin Palmer, Kevin Palmer Arizona, Kevin Palmer Scottsdale

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